Platform Overview

The Complete AI-Powered Regulatory Compliance Platform

RegulateHQ combines real-time regulatory monitoring, intelligent policy mapping, automated audit preparation, and predictive risk analytics into a single platform built for compliance professionals operating across complex regulatory landscapes.

Module 01

Regulatory Change Monitoring

RegulateHQ's AI continuously scans thousands of regulatory sources — federal agencies, state regulators, international bodies, and industry-specific authorities — across 140+ jurisdictions. Every new rule, amendment, guidance document, and enforcement action is classified by industry, jurisdiction, and impact level. Your team receives prioritized alerts with plain-language summaries, effective dates, and recommended actions.

Use Cases

Financial compliance teams track SEC, FINRA, and OCC changes in real time without manually checking regulator websites

Healthcare compliance officers monitor CMS, HHS, and state health department updates across all operating states

Energy sector teams stay current on FERC, EPA, and state utility commission regulatory changes simultaneously

Real-time monitoring across 140+ jurisdictions with 99.7% accuracy
Module 02

Policy Mapping Engine

When a regulatory change is detected, RegulateHQ's AI automatically maps it against your internal policy library, control frameworks, and standard operating procedures. The engine identifies which policies are affected, quantifies the gap between current state and new requirements, and generates specific remediation recommendations with suggested policy language updates.

Use Cases

GRC teams instantly see which internal controls are impacted when a new regulation is published

Policy owners receive automated gap reports with specific sections that need updating and suggested language

Risk managers track remediation progress across business units with real-time status dashboards

Automated gap analysis maps changes to policies in under 60 seconds
Module 03

Automated Audit Preparation

RegulateHQ transforms audit preparation from a months-long scramble into a structured, automated process. The platform continuously collects evidence, maps controls to regulatory requirements, generates compliance narratives, and packages everything in regulator-approved formats. When audit season arrives, your evidence packages are already assembled.

Use Cases

SOX compliance teams generate complete control documentation packages with evidence trails in hours instead of weeks

Internal audit departments pull pre-built evidence packages for any control or regulation on demand

External auditor requests are fulfilled same-day with structured, indexed documentation packages

80% reduction in audit preparation time with pre-assembled evidence packages
Module 04

Compliance Reporting

Generate board-level compliance dashboards, regulatory status reports, and jurisdiction-specific filings with a single click. Reports are formatted for different audiences — executive summaries for the board, detailed breakdowns for compliance teams, and structured filings for regulators. Schedule automated distribution or generate on demand.

Use Cases

Chief Compliance Officers present real-time regulatory posture to the board with auto-generated executive dashboards

Compliance analysts produce jurisdiction-specific status reports for regional regulators without manual data gathering

Risk committees receive weekly compliance trend reports with predictive risk indicators and recommended actions

One-click reports formatted for boards, teams, and regulators
Module 05

Risk Assessment Dashboard

Quantify and visualize compliance risk across your entire organization. RegulateHQ's risk engine scores every business unit, jurisdiction, and regulatory domain using a combination of gap analysis, historical enforcement data, and predictive modeling. Interactive heatmaps, trend charts, and drill-down views help you prioritize resources where risk is highest.

Use Cases

Risk managers identify the highest-risk jurisdictions and business units at a glance with interactive heatmaps

Compliance leaders allocate team resources based on quantified risk scores rather than intuition

Executive teams track organizational risk trends over time and measure the impact of compliance investments

Predictive risk scoring with enforcement-data-driven models

Integrations

Connect RegulateHQ with your existing GRC stack.

S
ServiceNow
GRC Platform
W
Workiva
Compliance Reporting
S
SAP GRC
GRC Platform
S
Salesforce
CRM
O
OneTrust
Privacy & Compliance
A
Archer
Risk Management
A
AuditBoard
Audit Management
D
Diligent
Board Reporting
M
Microsoft Teams
Communication
S
Slack
Communication
J
Jira
Workflow
Z
Zapier
Automation

Built for regulated industries

For Financial Services

Navigate SEC, FINRA, OCC, and global banking regulations with real-time monitoring, automated policy mapping, and audit-ready evidence packages built for financial regulators.

For Healthcare Organizations

Manage HIPAA, CMS, and state health department compliance across facilities. Automated gap analysis and audit prep reduce the burden on lean compliance teams.

For Energy & Utilities

Track FERC, EPA, NERC, and state utility commission regulations. Cross-jurisdiction coverage ensures compliance across every operating territory.

Ready to Transform Your Compliance Operations?

Join leading enterprises using RegulateHQ to monitor regulations, close policy gaps, and prepare for audits with AI-powered intelligence across 140+ jurisdictions.